At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

UBS Group hired three salesmen in Japan to boost its business selling high-yielding structured investments and other tailored ...

It’s the sum of your aspirations for your life, family and future. By bringing together your investments and cash management services from UBS Financial Services Inc. with banking solutions offered by ...

Shares of UBS Group AG (NYSE:UBS – Get Free Report) gapped up prior to trading on Friday . The stock had previously closed at $30.28, but opened at $31.59. UBS Group shares last traded at $31.54, with ...

The Financial Industry Regulatory Authority issued fines against four large banks to end 2024, all for different alleged misconduct, but all related to the firms' failures to implement a supervisory ...

Both sides, the firms as well as the regulators, want to clean up their books going into the new year,” one executive said.

Those investing in AI stocks need to be 'more nimble' in 2025 amid rising regulations, potential product transitions and ...

Fintel reports that on January 3, 2025, Exane BNP Paribas upgraded their outlook for UBS Group (NYSE:UBS) from Neutral to Outperform. Analyst Price Forecast Suggests 9.27% Upside As of December 23, ...

In a report released yesterday, Zachary Gauge from UBS maintained a Buy rating on Land Securities Group plc REIT (LAND – Research Report), with a price target of p740.00. The company’s shares opened ...