UBS Financial Services has agreed to pay nearly $3.5 million to settle charges by the Financial Industry Regulatory Authority that it failed to supervise its representatives, allowing them to ...

Those investing in AI stocks need to be 'more nimble' in 2025 amid rising regulations, potential product transitions and ...

The Financial Industry Regulatory Authority issued fines against four large banks to end 2024, all for different alleged misconduct, but all related to the firms' failures to implement a supervisory ...

Fintel reports that on January 3, 2025, Exane BNP Paribas upgraded their outlook for UBS Group (NYSE:UBS) from Neutral to ...

Prepare yourself — and your business — so that you never think of saying “If I had only known” regarding this life-changing ...

UBS is wary of what could emerge and Ermotti said tougher regulation across the board could weaken the Swiss financial sector against competition in London, Hong Kong and Singapore ...

Global financial services firm UBS in a report dated January 2 answered key questions that matter for the AI rally in the New Year, while continuing to maintain its bullish stance on the AI theme.

UBS Group AG (NYSE:UBS), a leading global financial services company with a market capitalization of $103.1 billion, has been navigating a complex market environment characterized by both ...