Stifel ordered by FINRA to pay $132.5 million damages to US family
Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...
Stifel ordered to pay $132 million for allegedly misleading investor on risky structured notes
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...
InvestmentNews21h
Citing 'egregious conduct,' Finra panel awards Stifel clients a stunning $132.5 million
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
Wall Street Regulator Orders Stifel to Pay $133 Million in Structured-Notes Case
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
Financial Planning18h
Stifel hammered with punitive damages in $133M arbitration award
For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...
Financial Advisor20h
Stifel Ordered To Pay Nearly $133M To Family Over Risky Structured Notes
A Finra panel ruled the firm's conduct overconcentrated the family in structured notes and limited industries.
Forbes7d
Stifel Financial
Stifel Financial Corp. provides securities brokerage, investment banking, trading, investment advisory and related financial services. It operates through the following segments: Global Wealth ...
Yahoo Finance1mon
Stifel Introduces Stifel Discover
ST. LOUIS, Feb. 12, 2025 (GLOBE NEWSWIRE) -- Stifel Financial Corp. (NYSE: SF) today announced the launch of Stifel Discover, a new Stifel-branded content feed available through its Wealth Tracker ...