Finra typically issues a flurry of significant settlements with broker-dealers when the calendar turns from one year to the next; both the self-regulator and the brokerage firms Finra oversees want to ...

At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

Those investing in AI stocks need to be 'more nimble' in 2025 amid rising regulations, potential product transitions and ...

Regulators accused UBS of not doing enough to monitor 22 brokers who generated commissions and sales concessions of syndicate preferred stocks.

EUR/USD is consolidating its recovery below 1.0300 in the European morning on Friday. The pair breathes a sigh of relief as ...

Switzerland should not set rules for its banking sector that put it at a disadvantage, UBS CEO Sergio Ermotti was quoted as ...

Global financial services firm UBS in a report dated January 2 answered key questions that matter for the AI rally in the New Year, while continuing to maintain its bullish stance on the AI theme.

In a report released yesterday, Zachary Gauge from UBS maintained a Buy rating on Land Securities Group plc REIT (LAND – Research Report), with a price target of p740.00. The company’s shares opened ...

Investing.com -- UBS initiated coverage on UiPath Inc (NYSE:PATH) with a "sell" rating, citing mounting competitive pressures and a challenging market environment that could weigh on growth.

UBS anticipates silver prices climbing to $36-$38 per ounce by 2025, driven by falling U.S. yields, robust industrial ...